Will you make money from investments you make?

There is no guarantee that you’ll make money from investments you make. But if you get the facts about saving and investing and follow through with an intelligent plan, you should be able to gain financial security over the years and enjoy the benefits of managing your money. No one is born knowing how to save or to invest.

What investments can be transferred in-kind?

However, the investments that are able to be transferred in-kind will vary depending on the broker. In general, most stocks, bonds, options, exchange-traded funds and mutual funds can be transferred as is.

What should I know about saving & investing?

No matter how much or little money you have, the important thing is to educate yourself about your opportunities. In this brochure, we’ll cover the basics on saving and investing. At the SEC, we enforce the laws that determine how in-vestments are offered and sold to you. These laws protect in-vestors, but you need to do your part, too.